Investment and Securities Litigation

Our attorneys have represented a wide array of clients in connection with investment and securities claims, including issuers, brokers, advisors, as well as individual and institutional investors. We have litigated claims in court, arbitration, before the Financial Industry and Regulatory Authority (“FINRA”) and interfaced with representatives of the United States Securities and Exchange Commission (“SEC”). Our investment and securities practices encompasses securities and improper broker and advisor conduct claims, SEC investigations, unsuitable investment claims, breach of fiduciary duty claims, investor negligence and malpractice claims, and state and federal securities fraud and unlicensed broker claims.